List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.
The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:
establish, maintain and develop a statutory compliance management system on at least two occasions, including:
identifying viable options and the selection of a statutory compliance management system that best meet the required outcomes
establishing and monitoring consultation and audit procedures
establishing, monitoring and maintaining procedures for obtaining feedback on statutory compliance procedures
auditing the compliance management system
reporting on audit and review outcomes compliance management system and providing recommendations for improvement.
During the above, the candidate must:
locate and apply relevant legislation, documentation, policies and procedures and confirm that the work activity is compliant
implement procedures and techniques for the safe, effective and efficient development of a statutory compliance management system including:
develop and maintain compliance procedures and policies
managing project finances
conducting research to:
conduct compliance literature and web searches
conduct surveys to obtain input and feedback on compliance requirements
analyse and organise collected information
work effectively with other to undertake and complete the establishment, maintenance and development of a statutory compliance management system including:
providing leadership and guidance for compliance group activities
providing coaching and mentoring support
providing feedback on compliance requirements using appropriate techniques
communicate clearly and concisely with others to receive and clarify work instructions.
The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:
key legislation required to establish, maintain and develop a statutory compliance management system
key policies, procedures and documentation required to establish, maintain and develop a statutory compliance management, including:
environmental compliance
insurance requirements
contractual rights and responsibilities
record-keeping and reporting
improvement processes for compliance
relevant Australian and international standards
relevant organisation policies and procedures
rights and responsibilities of contracts, individuals and business
records and reports
principles and techniques for audit and rectification
principles and techniques for grievances and complaints
principles and techniques for identifying relevant hazards and emergencies
techniques for coordinating and communicating job activities with others.
Mandatory conditions for assessment of this unit are stipulated below. The assessment must:
include access to:
personal protective equipment
equipment related to establish, maintain and develop a statutory compliance management
relevant documentation
be conducted in a safe environment; and,
be assessed in the context of this sector's work environment; and,
be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,
confirm consistent performance can be applied in a range of relevant workplace circumstances.
Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.
Assessor requirements
Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:
vocational competencies at least to the level being delivered and assessed
current industry skills directly relevant to the training and assessment being provided
current knowledge and skills in vocational training and learning that informs their training and assessment
formal relevant qualifications in training and assessment
having knowledge of and/or experience using the latest techniques and processes
possessing the required level of RII training product knowledge
having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces
demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and
the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.
It is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:
Industry sector | AQF indicator level*** | Required assessor or industry subject matter expert experience |
Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure | 1 | 1 year |
2 | 2 years |
Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure | 3-6 | 3 years |
Other sectors | Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation. |
*Guidance on simulated environments has been stipulated in the Companion Volume Implementation Guide located on VETNet.
**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.
*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.